Use of Force Principles

Fundamentals of Procedural Law by Adam J. McKee

Police Use of Force is a complex issue governed by various principles and legal precedents. In this section, we will explore the principles that guide the use of force, focusing on three landmark Supreme Court cases that have shaped the legal landscape.

Understanding the Principles

Reasonableness and Proportionality

The principles of reasonableness and proportionality are fundamental in police use of force. The principle of reasonableness requires that the actions of an officer must align with what a rational and prudent officer would do under similar circumstances. This means that the force applied must be appropriate to the situation, considering factors such as the severity of the crime, the behavior of the suspect, and the immediate threat to the officer or others. Reasonableness emphasizes the need for officers to act judiciously, weighing the need for force against potential risks and harm.

Proportionality, on the other hand, refers to the degree of force used relative to the threat or resistance encountered. This principle demands that officers match the level of force with the level of threat, avoiding excessive or minimal reactions that could lead to escalation or failure to control a situation. For example, employing lethal force against a non-threatening or unarmed suspect would be considered disproportionate, whereas using verbal commands or less-than-lethal means might be more fitting. Both reasonableness and proportionality are intertwined, working together to ensure that the force used is not only appropriate to the situation but also balanced in intensity, thereby safeguarding individual rights and maintaining public trust in law enforcement.

Minimal Intrusion

The principle of using the least intrusive means necessary is an essential guideline for law enforcement, emphasizing restraint and caution in handling various situations. This principle ensures that officers begin with the mildest form of force that might reasonably achieve compliance or control a situation. For example, an officer may start with mere physical presence or verbal commands before escalating to physical or less-lethal means if needed. By starting with the least intrusive measures, law enforcement respects individuals’ rights and dignity, minimizes potential harm, and fosters trust within the community.

However, understanding and applying this principle is not always straightforward. Officers must make quick judgments in often complex and dynamic scenarios, evaluating the nature of the threat, the subject’s behavior, and other situational factors. Training and clear departmental policies are vital in helping officers to navigate these decisions and consistently apply the principle of least intrusion. Doing so requires not only knowledge of the various tools and techniques available but also a deeper understanding of procedural law and the broader societal values that law enforcement serves. This principle is more than a tactical guideline; it’s a reflection of the balance that must be struck between maintaining public order and preserving individual freedoms in a democratic society.

Accountability and Transparency

Accountability in the use of force is a vital aspect of modern policing, ensuring that officers’ actions are consistent with the law and community standards. This involves a system of checks and balances within law enforcement agencies, where each use of force is documented, reviewed, and, if necessary, investigated. Officers must justify their actions, explaining why they used force and how they determined the level of force applied. Internal reviews, civilian oversight boards, and legal authorities may all play a role in this process. Accountability measures foster a culture of responsibility and professionalism within law enforcement, encouraging officers to think critically about their actions and to adhere to established policies and ethical guidelines.

Transparency, closely related to accountability, refers to the openness with which law enforcement agencies handle matters related to the use of force. This includes not only internal processes but also communication with the public. Agencies might release reports on use-of-force incidents, engage with community leaders, or work with media to share information. Transparency helps build trust between law enforcement and the communities they serve, allowing the public to understand how and why officers use force. This mutual understanding can foster collaboration and respect, reducing tension and conflict. Together, accountability and transparency provide a framework for ensuring that the use of force is not only lawful and appropriate but also aligned with community values and public expectations.

Landmark Supreme Court Cases

Tennessee v. Garner, 471 U.S. 1 (1985)

Facts:

A police officer shot a fleeing suspect who was unarmed. The question arose whether the use of deadly force to prevent escape was constitutional.

Legal Issues:

The case raised constitutional issues under the Fourth Amendment, concerning unreasonable seizures.

Court’s Decision:

The Court held that the use of deadly force to prevent the escape of an unarmed suspect was unconstitutional.

Decision’s Rationale:

The decision emphasized that the use of force must be reasonable and that deadly force against an unarmed suspect was disproportionate.

Graham v. Connor, 490 U.S. 386 (1989)

Facts:

An officer used physical force during a traffic stop, leading to injuries. The legal issue was whether the officer’s actions were reasonable.

Legal Issues:

The case dealt with the Fourth Amendment’s prohibition against unreasonable seizures, focusing on the reasonableness of the force used.

Court’s Decision:

The Court established the “objective reasonableness” standard, determining that the force’s reasonableness must be judged from the perspective of a reasonable officer on the scene.

Decision’s Rationale:

The decision underlined that the assessment of reasonableness must consider the totality of the circumstances, not just the officer’s intent.

Mullenix v. Luna, 577 U.S. 7 (2015)

Facts:

An officer fired shots to disable a fleeing vehicle, resulting in the driver’s death. The issue was whether the officer’s actions were reasonable.

Legal Issues:

The case involved the Fourth Amendment, examining whether the use of force in this instance was unreasonable.

Court’s Decision:

The Court ruled that the officer’s actions were reasonable given the perceived threat at the moment.

Decision’s Rationale:

The decision emphasized that officers’ decisions must be evaluated based on the information available at the time, not with hindsight’s clarity.

Summary

The use of force by law enforcement officers involves intricate considerations and is shaped by distinct principles and legal precedents. In this section, we delved into the principles that direct law enforcement’s use of force, focusing on reasonableness, proportionality, minimal intrusion, accountability, and transparency. Reasonableness and proportionality necessitate that the force used corresponds to the situation’s demands and threat level.

The principle of minimal intrusion emphasizes using the least forceful means needed to control a situation, underscoring restraint and respect for individual rights. Accountability ensures that officers’ actions align with legal and community standards, subject to review and possible investigation. Transparency, as a complementary principle, fosters trust through open communication about use-of-force incidents with the public. These principles collectively strive to balance the need for public safety with the preservation of individual freedoms, fostering professionalism within law enforcement and maintaining public trust.

References

Modification History

File Created:  08/08/2018

Last Modified:  08/01/2023

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This work is licensed under an Open Educational Resource-Quality Master Source (OER-QMS) License.

Open Education Resource--Quality Master Source License

 

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